Jayadevan Ajayababu
Experienced in Regulatory Compliance and Internal Controls
- Role
- Vice President at Axis Bank
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Jayadevan Ajayababu
Group Compliance, Axis Bank• Headed Regulatory Compliance Department at National Commodity and Derivatives Exchange (NCDEX) from Sep 2017 to Feb 2019. Prior to that, Chief Compliance Officer of IDBI Asset Management Ltd. from May 2013 to May 2017. • Head - Compliance and Ethics at Geojit Financial Services Ltd, since February 2019. Handles regulatory compliance of Stock broking, PMS, Research Analyst and Investment Advisory services. Managing a team of 20 people.• Experienced in handling Regulatory Compliance & Controls, Mutual Fund Compliance, Investment Monitoring, Dealing room surveillance, Employee trades, AML guidelines, FATCA/CRS. Been member of Investment Committee, PMLA Committee with responsibility to oversee policy formulation, implementation and smooth operation of procedures.• Monitoring and Reporting to SEBI and the Board of Directors about aderence to Acts, rules and regulations mandated by regulatory authorities such as FIU, SEBI, RBI, Dept of Income Tax etc. • Liaison with regulatory authorities for various approvals and other compliance related matters.• 3 years in National Stock Exchange (NSE), ensuring adherence of regulations by market participants (Listed Companies, Stock brokers and Investors), identifying instances of noncompliance by trading members and resolving investor grievances against stock brokers/sub brokers and listed companies
Experience
Vice President
Apr 2025 — Present · Mumbai, IN
Education
ICFAI University
MBA, Finance & IT
University of Kerala
B.Com
University of Kerala
S.S.L.CBoard of, Education
1998
Skills
- Regulatory Compliance, Surveillance, Liaison with Regulaors
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.