Javon Huntley
Compliance Associate, Regulatory Exams Americas, General Counsel @Credit Suisse
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WORK HISTORY
Compliance Associate, Regulatory Exams Americas, General Counsel @Credit Suisse
Manage and coordinate all aspects of regulatory examinations by SEC, FINRA, CME, and all other SROs.• Communicate with regulators, provide requested documentation for areas under review, identify and analyze potentialfindings throughout examinations while managing expectations internally/externally, and exercising discretion.• Responsible for searching, reviewing, reporting, and documenting of regulatory request related to Electronic Blue Sheets• Maintain and track all relevant Electronic Blue Sheet documentation as well as quickly identify and escalate potentialcompliance issues across asset classes.• Communicate with senior management in LCD, the business, Operations, Market/Credit Risk groups regarding examinationstatus, potential findings, and remediation. Draft formal responses for the regulators.
EDUCATION
Queens College
Bachelor's degree, Accounting and Finance
SKILLS
ABOUT JAVON HUNTLEY
Compliance Associate, Regulatory Exams Americas, General Counsel at Credit Suisse
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