Javier Reyes
Annuities and Insurance Central Review Unit / Assistant Vice President
- Role
- Annuities and Insurance Central Review Unit Assistant Vice President at Morgan Stanley
- Location
- Atlanta, GA, US
- LinkedIn followers
- 500 followers
About Javier Reyes
Experienced Finance Professional with a demonstrated history of working in the financial services industry. Skilled in Insurance, Compliance, Supervision, Surveillance, Operations, Financial Planning, Advisory, Retail Banking, Brokerage and Equity and Options Trading Strategies.
Experience
Annuities and Insurance Central Review Unit Assistant Vice President
Nov 2024 — Present · Atlanta, GA, US
Performs product and know your client (KYC) appropriateness reviews of all proposed annuities and life insurance new business transactions and replacement transactions. Verifies policy information for replacement transactions by calling the insurance carrier(s) for relinquishing contract(s) and ensuring ticket accuracy and completeness. Reviews insurance transactions for appropriateness and compliance with NYS Reg 60 and 187. Reviews Private Placement transactions for life insurance. Works closely with peers, Regional Supervisors, Financial Professionals, Branch Managers, Complex Risk Officers, Legal, Risk, Compliance, Platform, Operations and Technology to ensure compliance with governing regulations, internal policies, and resolution of issues. Provides ongoing support and best practices training for Financial Professionals.
Education
Georgia State University - J. Mack Robinson College of Business
Bachelor's degree, Finance, General
2007 — 2011
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