Jaswant Kumar
Vice President - Compliance & Operational Risk
- Role
- Vice President - Lead Independent Testing Officer at Wells Fargo
- Location
- Hyderabad, TG, IN
- LinkedIn followers
- 500 followers
About Jaswant Kumar
Experienced finance professional with 19+ years of professional experience in Operational…
Experience
Vice President - Lead Independent Testing Officer
Mar 2024 — Present · Hyderabad, IN
1.Execution of the CQA yearly plan for reviews of Compliance Processes. 2.Review of the Regulatory Inventory in RRCM tool for accuracy and completeness as per latest Regulatory enhancements.3.Designed and Implemented a new monitoring program for risk governance of the EBCE QA activities.4. Review of compliance policies, procedures and activities to ensure adherence to regulatory and corporate standards.5.Investigation and documentation of compliance issues, deviations ensuring timely resolution and root cause analysis.
Education
Laxmipat Singhania Public School
Under Graduation
1987 — 1999
Gayatri Vidya Parishad
Bachelor of Commerce (B.Com.)
2001 — 2004
IBS Bangalore
Master of Business Administration (MBA)
2004 — 2006
Laxmipat Singhania School
Under Graduation
1999 — 2001
Skills
- Banking
- Risk Management
- Team Management
- Business Analysis
- Requirements Gathering
- Derivatives
- Investment Banking
- Equities
- Vendor Management
- Capital Markets
- Requirements Analysis
- Change Management
- Sdlc
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