Jason Wainscott
Chief Operations Officer and General Counsel at Formidable Asset Management LLC
- Role
- Chief Operations Officer and General Counsel at Formidable Asset Management Llc
- Location
- Cincinnati, OH, US
- LinkedIn followers
- 500 followers
About Jason Wainscott
Jason works with the team on day-to-day operations while also administering Formidable’s…
Experience
Chief Operations Officer and General Counsel
Formidable Asset Management Llc
Jan 2019 — Present · Cincinnati, OH, US
Oversees the team on day-to-day operations while also administering Formidable’s SEC compliance program, and maintaining the firm’s policies, procedures and code of ethics. Works to ensure that operations are transparent—ensuring the firm’s clients have enough information to make educated choices about their financial plans and investment management decisions. Conducts regular reviews of the firm and its compliance programs, and works closely with the Financial Advisers to facilitate their work with Formidable clients.
Education
University of Cincinnati
B.A.
1995 — 1999
Loyola University New Orleans College of Law
J.D.
2000 — 2003
Skills
- Contract Negotiation
- Public Speaking
- Insurance
- Investments
- Privacy
- Management
- Compliance
- Negotiation
- Hipaa
- Due Diligence
- Strategic Planning
- Corporate Law
- Contract Management
- Employment Law
- Litigation
- Legal Research
- Policy
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