Jason Leung
Branch Chief at U.S. Securities and Exchange Commission
- Role
- Branch Chief, Risk Supervised Broker-dealer Program (Rsbd) at U.S. Securities And Exchange Commission
- Location
- Washington, WA, US
- LinkedIn followers
- 500 followers
About Jason Leung
Financial Regulator with over 10 years of experience reviewing risk management controls within broker-dealers. Key responsibilities include monitoring market risk, credit risk, and counterparty credit risk; reviewing internal audit and price verification results; and contributing to formulation of broker-dealer regulations and policies. Private sector experience include development and execution of business plans for the Ford Motor Company totaling almost $30 billion.
Experience
Branch Chief, Risk Supervised Broker-dealer Program (Rsbd)
U.S. Securities And Exchange Commission
Oct 2017 — Present · Washington, DC, US
Division of Trading and Markets, Risk Supervised Broker-Dealer Program (RSBD)Manage a team of financial analysts conducting risk management oversight of U.S. broker-dealers (Alternative Net Capital broker-dealers and OTC Derivatives Dealers) and security-based swap dealers. RSBD supervises the broker-dealer’s use of mathematical models, risk management, and financial controls.
Education
University of Michigan
Master of Science (M.S.), Finance
2006 — 2008
The London School of Economics and Political Science (LSE)
Master of Science (MSc), Regulation
2008 — 2009
Cornell University
Bachelor of Arts (B.A.), Economics
1998 — 2002
Skills
- Financial Analysis
- Budgets
- Finance
- Financial Modeling
- Program Management
- Financial Risk
- Corporate Finance
- Valuation
- Credit
- Capital Markets
- Bloomberg
- Risk Management
- Derivatives
- Financial Reporting
- Variance Analysis
- Forecasting
- Sas Programming
- Access Database
- Market Risk
- Internal Audit
- Credit Risk
- Basel Ii
- Operations Management
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