Jason Robinson
Compliance Director | FINRA & SEC Compliance
- Role
- Director of Compliance at Vanguard
- Location
- Scottsdale, AZ, US
- LinkedIn followers
- 500 followers
About Jason Robinson
Executive leader with deep financial industry expertise, skilled in the areas of regulatory compliance (FINRA, SEC) and Enterprise Risk Management (ERM). Proven ability to build relationships with key stakeholders to support and foster a compliant and risk-minded culture. Leadership philosophy centered around maintaining an \"open door\" policy and transparency. Core Values = Do the Right Thing; Lead with Integrity; Care for Others
Experience
Director of Compliance
Oct 2024 — Present · Scottsdale, AZ, US
Education
Arizona State University
Bachelor’s Degree
University of Arizona, Eller College of Management
Master of Business Administration
Skills
- Distributed Team Management
- Change Management
- Business
- Retirement Planning
- Finance
- Problem Solving
- Team Leadership
- Regulatory Compliance
- Estate Planning
- American History
- Risk Management
- Employee Engagement
- Investment Properties
- Performance Improvement
- Financial Planning
- Leadership
- Investment Compliance
- Talent Acquisition
- Team Management
- Economics
- Team Building
- Performance Management
- Banking
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