Jason Rosenberg
Chief Compliance Officer at Realterm
- Role
- Chief Compliance Officer at Realterm
- Location
- Montgomery Village, MD, US
- LinkedIn followers
- 500 followers
Experience
Chief Compliance Officer
May 2022 — Present · US
Education
Frostburg State University
MBA, business management
1991 — 1993
Frostburg State University
Bs, Business Administration
1989 — 1991
Skills
- Aml
- Series 7
- Asset Allocation
- Anti Money Laundering
- Series 24
- Investment Strategies
- Alternative Investments
- Corporate Finance
- Mergers
- Investment Advisory Services
- Etfs
- Finance
- Derivatives
- Investment Company Compliance
- Portfolio Management
- Mergers
- Investments
- Series 63
- Internal Investigations
- Mergers & Acquisitions
- Corporate Law
- Registered Investment Advisor
- Asset Management
- Investment Advisers Act
- Securities Regulation
- Securities
- Manager Due Diligence
- Financial Services
- Investment Advisor Compliance
- Fund of Funds
- Hedge Fund Compliance
- Operational Due Diligence
- Wealth Management
- Broker-Dealer
- Private Equity Compliance
- Hedge Funds
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