Jasmita Bawa
Senior Associate-ic Direct Investing @BMO
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WORK HISTORY
Senior Associate-ic Direct Investing @BMO
Toronto, ON, CA
Advise clients on suitable investment solutions while aligning recommendations with BMO’s regulatory and suitability standards-Process client transactions and documentation with accuracy, ensuring compliance with internal policies and risk controls.· Conducting monthly KYC Reviews for 80+ clients, escalating unusual activity as per AML framework-Support team initiatives in compliance enhancements-Stay current with regulatory changes, product updates and market trends to better inform clients and minimize compliance risks-Partner with internal teams, including GAM to deliver seamless, risk-free service and improve client outcomes.
EDUCATION
Seneca Polytechnic
International Business Management, International Business
Seneca Polytechnic
Graduate Certificate, International Business
Sydenham College of Commerce and Economics
High School Diploma, Business/Commerce, General
Centennial College
Graduate Certificate, Financial Planning and Services
Beijing Language and Culture University
Diploma, Chinese Language
Lala Lajpatrai College of Commerce And Economics Lajpatrai Marg Mahalaxmi Haji Ali Mumbai 400 034
Bachelor's degree, Management Studies
Shreemati Nathibai Damodar Thackersey Women's University
Master of Arts - MA, English Literature (British and Commonwealth)
ABOUT JASMITA BAWA
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