Jasmin Patel
Risk & Compliance Assurance and Testing at HSBC
- Role
- AVP Risk and Compliance Assurance at HSBC
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
Experience
AVP Risk and Compliance Assurance
Dec 2021 — Present · New York, NY, US
Assure company-wide compliance with internal policies and procedures and with laws and regulations applicable to banking and brokerage activities• Focus on control activities of Consumer, Commercial, and Investment Banking businesses as well as control activities conducted to mitigate financial crime risk-Provide assurance and effective challenge of risk and control activities conducted by the first and second lines of defense, and determine residual risk of identified coverage gaps-Assist Business and Compliance management in determining effectiveness of the compliance control environment-Maintain knowledge of businesses, products, operations, systems and the organization to understand applicable regulatory compliance requirements• Wealth & Personal Banking, Commercial Banking, Global Banking & Capital Markets (incl. Swap Dealer, FX, Equities, Rates, Commodities, EM, Structured Products)-Ensure timely test plan execution: planning/scoping, testing, reporting, and issue management-Proactively engage with and build working relationships with key stakeholders
Education
University of Maryland College Park
Bachelor of Arts
University of Cambridge
Certificate
2008 — 2009
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