Jante Turner
Senior Advisor and Head of Triage - FINRA Membership Application Program (MAP)
- Role
- Senior Advisor and Head of Triage, Membership Application Group (Map) at FINRA
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
Experience
Senior Advisor and Head of Triage, Membership Application Group (Map)
Dec 2021 — Present
Head MAP Triage’s assessment of the impact of new membership applications and continuing membership applications-Develop and implement the strategic policies, plans, and initiatives for MAP Triage-Serve as the primary point of contact for the Office of General Counsel and staff of the Securities and Exchange Commission regarding interpretive, novel, and emerging issues involving membership applications-Partner with FINRA’s Corporate Communications and other internal stakeholders to develop new member communications and provide public guidance and educational materials about the membership application process-Advise MAP staff regarding the review of applications received and processed under regulatory service agreements between FINRA and other regulatory bodies-Manage the review of legal documentation such as corporate formation documents and financing agreements for compliance with the applicable federal and state laws and FINRA rules.
Education
Georgetown University
Juris Doctor and Masters of Business Administration
1999 — 2003
Harvard University
Bachelor of Arts, Afro-American Studies and Sociology
1995 — 1999
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