Jamie M.

Annuity Trading

Role
Consultant at Commonwealth Financial Network
Location
San Diego, CA, US
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Jamie M.

With over 15 years of progressive experience in the financial sector, I am a results-focused, detail-oriented, and transformative leader who excels in annuity trading, regulatory compliance, and process improvement. I currently work as an annuity trading consultant at LPL Financial, the largest independent broker-dealer in the US, where I provide guidance and support to financial advisors and clients on annuity products and transactions.I have a proven track record of delivering sustainable results through relationship building, coaching and mentoring, strategic thinking and implementation. I have successfully reengineered workflow, critical task and operating procedures for risk assessments and quality, and ensured compliance with regulations, policies, and procedures. I have also mentored staff to help them identify and develop sales opportunities and referred customers to designated business partners to meet branch and individual customer service and sales goals. I hold a California Notary Public license and certifications in Business Management and Strategic Management from Colorado State University. I am committed to operational excellence, continuous learning, and advisor/client satisfaction.

Experience

  1. Consultant

    Commonwealth Financial Network

    Feb 2018 — Present · San Diego, CA, US

Education

  • Oregon State University

    General Studies

  • Colorado State University

    Bachelor of Science - BS, Business Management Specialization in Project Management

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