James Philip
ex-Chief Compliance Officer/MLRO
- Role
- President at Jimflip Llc
- Location
- Seattle, WA, US
- LinkedIn followers
- 500 followers
About James Philip
An international financial services professional with 20+ years of experience. Comprehensive background includes compliance, anti-money laundering, risk consulting and auditing. Adaptable to diversified environments, products and technology. Ability to interact quickly with people, work under pressure, persevere and keep a positive attitude, lead projects and presentations.Specialties: Risk Management, Process Design & Analysis, Compliance, Anti-Money Laundering, Financial Crime prevention, Due Diligence (Financial & Regulatory), Auditing, Bank Regulatory Reporting (incl. Basle Capital Adequacy and Reserving calculations etc.)
Experience
President
Dec 2018 — Present · Seattle, WA, US
Independent Compliance/Risk Advisory and Consulting (plus a little Stock Photography on the side)
Education
Institute of Bankers in South Africa
CAIB(SA), Associate Diploma in Banking
1996 — 1996
South African Institute of Professional Accountants
Professional Accountant (SA), Accountancy/Tax/Auditing
2004 — 2004
University of Cape Town
Accountant's Conversion Course, Accountancy
1997 — 1997
South African Institute of Financial Markets
Registered Person (Bond Exchange), Capital Markets
2004 — 2004
University of South Africa/Universiteit van Suid-Afrika
HonsBCompt, Accountancy/Tax/Auditing
1998 — 2001
University of Cape Town
BSocSci, Economics
1990 — 1993
Project Management Institute
PMP, Project Management Professional
2008 — 2008
Skills
- Internal Audit
- Kyc
- Aml
- Capital Markets
- Enterprise Risk Management
- Compliance
- Private Equity
- Credit
- Financial Modeling
- Payments
- Strategy
- Operational Excellence
- Emerging Markets
- Leadership
- Venture Capital
- Securities
- Investment Banking
- Corporate Finance
- Fraud
- Asset Managment
- Corporate Governance
- Banking
- Risk Management
- Due Diligence
- Hedge Funds
- Credit Cards
- Financial Risk
- Asset Management
- Project Finance
- Portfolio Management
- Governance
- Sarbanes-Oxley Act
- Auditing
- Finance
- Operational Risk
- Operational Risk Management
- Restructuring
- Financial Audits
- Internal Controls
- Cash Management
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