James Okelly
Senior AFC Compliance | ETF Analyst - DWS Group
- Role
- Afc Compliance Officer - Etf Reporting at DWS Group
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About James Okelly
Hi, my name is James O’Kelly and I currently work at the asset management firm DWS Group…
Experience
Afc Compliance Officer - Etf Reporting
Aug 2022 — Present · Boston, MA, US
Evaluate the adequacy and effectiveness of risk policies associated with the firm’s registered Xtrackers ETFs-Provide weekly reports to senior compliance management, including Chief Compliance Officers-Conduct independent reviews of the investment guideline monitoring process and trade execution-Guide fixed income/equity traders, and portfolio management in the implementation of new regulations
Education
Isenberg School of Management, UMass Amherst
Bachelor of Business Administration - BBA, Operations and Information Management
2018 — 2022
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