James Ledain
Equity Derivatives Compliance @Citi
London, GB
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Mar 2023 — Present
Equity Derivatives Compliance @Citi
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EDUCATION
2017 — 2020
The Open University Business School
Master of Business Administration - MBA
2015 — 2015
The Chartered Institute for Securities & Investment (The CISI)
CISI Diploma In Investment Compliance Level 6, Investment Compliance
SKILLS
MifidMarket AnalysisCobsAgile Project ManagementInvestment Advisor ComplianceLiffeEurexEthicsJiraMicrosoft ExcelProject ManagementMarket IntelligenceHigh Frequency TradingReutersMarket AbuseNymexEquitiesCompliance MonitoringRegulatory ComplianceDerivativesInvestment ComplianceFinancial RegulationHedge FundsElectronic TradingFca HandbookFutures TradingMicrosoft OfficeCqgAifBloombergEquity DerivativesFx OptionsIceCmeRisk ManagementTrading SystemsProprietary TradingOptionsFixed IncomeSurveillance
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