James Hivick
Senior Project Manager-Citi-Finance Risk and Control
- Role
- Vp-finance Risk Mangement & Control at Citi
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About James Hivick
Currently at Citi and recently completed work at Bank of America as a Senior PM on Regulatory Remediation in Treasury/CFO office, previously worked at Citi on CCAR remediation. Completed CCAR FRB work at BOFA and Wells Fargo. Highly Diversified and Effective Banking/Broker Dealer Consultant/Contractor with 30 year record of success in the auditing, regulatory accounting and financial fields with remediation and project management. Also, registered with FINRA as a Financial Advisor in 2012 while at Morgan Stanley.(Series 7 & 66)
Experience
Vp-finance Risk Mangement & Control
Jun 2023 — Present · 388 Greenwich NYC, NY, US
Senior Project Manager in Finance Risk and Control, working on regulatory remediation deliverables.
Education
Fairleigh Dickinson University
BS Accounting
1981
Skills
- Training
- Strategy
- Series 63
- Etfs
- Financial Analysis
- Finra Series 7 & 66
- High Net Worth Individuals
- Retirement Planning
- Finra
- Asset Allocation
- Mutual Funds
- Series 24
- Private Banking
- Project Management
- Securities
- Financial Risk Management
- Investment Advisory
- Investments
- Financial Planning
- Hedge Funds
- Fixed Income
- Portfolio Management
- Relationship Management
- Wealth Management Services
- Wealth
- Financial Risk
- Asset Management
- Investment Management
- Consulting
- Bonds
- Strategic Financial Planning
- Financial Services
- Crm
- Finance
- Investment Strategies
- Alternative Investments
- Separately Managed Accounts
- Business Development
- Wealth Management
- Financial Advisory
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