James Ulman

About James Ulman

As a Financial Advisor, I help individuals, couples and families seek growth in their assets for the long term. I take this mission very seriously and work closely with my clients in order to recommend the appropriate products and services to help pursue their unique goals. I have the skills, knowledge and experience to match your investment portfolio with your risk tolerance, time horizon and investment objectives, while also suggesting alternatives to help preserve your assets.Securities and investment advisory services offered through LPL Enterprise (LPLE), a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial. For hyperlinks to FINRA and SIPC, please refer to ‘Contact’ section.“Prudential Advisors” is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (“PICA”) and its insurance company and other affiliates (collectively “Prudential”). Prudential Advisors financial professionals are licensed insurance agents of Prudential. Pursuant to a strategic relationship among Prudential, LPLE, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPLE, an affiliate of LPL Financial. These financial professionals are permitted to brand under “Prudential Advisors.” LPLE and LPL Financial are not affiliated with Prudential.Third party posts found on this profile do not reflect the views of LPL Enterprise and have not been reviewed by LPL Enterprise as to accuracy or completeness. The financial professionals associated with LPL Enterprise may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Experience

1. Financial Advisor

   Prudential Advisors

   Jul 2020 — Present · Valparaiso, IN, US

   A Financial Advisor• Completes fact-finding process to allow for thorough understanding of clients’ financial goals and needs• Develops customized ideas and solutions for each client• Specializes in helping clients meet their protection needs through a variety of insurance products

Education

• Purdue University

  Liberal Arts

  1989 — 1994

Skills

• Wealth Management
• Finance
• Series 7
• Portfolio Management
• Mutual Funds
• Investment Strategies
• Trading
• Options
• Retirement Planning
• Investment Advisory
• Investments
• Financial Advisory
• Customer Service
• Asset Allocation
• Financial Planning
• Team Building
• Series 63
• Strategic Planning
• Management
• Insurance
• Retirement
• Financial Services
• Securities
• Rugby