James Watts
Managing Director, Advisor Wealth Services, Enterprise Group at Charles Schwab
- Role
- Managing Director, Advisor Wealth Services-enterprise Group at Charles Schwab
- Location
- Dallas-Fort Worth, TX, US
- LinkedIn followers
- 500 followers
About James Watts
Relationship Management and Operations executive with 25 years of domain knowledge in…
Experience
Managing Director, Advisor Wealth Services-enterprise Group
Nov 2020 — Present · San Diego, CA, US
Leads Schwab Advisor Services\' Enterprise Group, an offer targeting a diverse base of regional or nationally recognized Financial Advisor firms with exponential growth, Corporate RIAs, Independent Broker-Dealers and Turnkey Asset Management Programs (TAMPS).Responsible for building a modern, world class service platform that serves as a source of competitive differentiation for the firm. Designs and executes strategic service and technology roadmaps. Leads the Enterprise Group through the strategic lenses of client experience, employee experience, digital experience and financial and operational excellence.
Education
UCLA
Professional Designation, Personal Finanical Planning
2004 — 2006
UC San Diego
BA, Economics
1991 — 1995
Skills
- Financial Advisory
- Securities
- Uniform Combined State Law
- Fixed Income
- Series 63
- Investment Strategies
- Alternative Investments
- Equities
- Etfs
- Vendor Management
- Options
- 401k
- Investments
- Portfolio Management
- Financial Services
- Wealth Management
- Banking
- Asset Allocation
- Mutual Funds
- Risk Management
- Asset Management
- Retirement Planning
- Finra
- Series 7
- Relationship Management
- Investment Advisory
- Financial Analysis
- Trading
- Series 24
- Retirement
- Strategic Financial Planning
- Business Analysis
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