James Oates
BROADRIDGE
- Role
- Senior Consultant at Broadridge Advisor Solutions
- Location
- Yonkers, NY, US
- LinkedIn followers
- 500 followers
About James Oates
Creative problem-solver, gatekeeper and administrator, who can see the big picture while never losing sight of details that deliver results. Motivated, dedicated and driven team player with demonstrated talent for deploying research and organizational skills toward analyzing, upgrading, and streamlining complex operational processes for improvement opportunities. Enthusiastic self-starter who has boost productivity, cut costs, foster efficiency, and ensures effectiveness. Goal-driven achiever with strong organizational skills, detail orientation.
Experience
Senior Consultant
Mar 2015 — Present · Jersey City, NJ, US
Skills
- Business Process Improvement
- Equity Trading
- Trading Systems
- Anti Money Laundering
- Prime Brokerage
- Back Office
- Kyc
- Leadership
- Investment Strategies
- Mutual Funds
- Risk Management
- Business Requirements
- Corporate Actions
- Strategy
- Ofac
- Bonds
- Operational Risk
- Business Analysis
- Securities
- Operational Risk Management
- Finra
- Equities
- Options
- Back Office Operations
- Fx Options
- Executive Management
- Aml
- Derivatives
- Middle Office
- Financial Services
- Capital Markets
- Series 7
- Series 63
- Account Reconciliation
- Settlement
- Hedge Funds
- Series 24
- Electronic Trading
- Fixed Income
- People Management
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