James Fields
- Role
- Trading Operations Specialist Iii Sma Trader at Allspring Global Investments
- Location
- Brookfield, WI, US
- LinkedIn followers
- 500 followers
About James Fields
Financial Specialist who combines extensive knowledge of mutual funds and all aspects of…
Experience
Trading Operations Specialist Iii Sma Trader
Dec 2019 — Present
Generated model portfolios for various investment strategies using existing reference portfolios and risk models- Monitored multiple portfolio manager activity to mirror in SMA and UMA accounts- Rebalanced accounts as requested by clients and/or portfolio managers- Generated trades and coordinated their approval; executed equity and fixed income trades; verified trade execution- Prepared and distributed various control reports- Researched equities held in client accounts that are not held in associated strategy model portfolios.
Skills
- Interpersonal/Communication Skills
- Asset Allocation
- Sales
- Team Leadership
- Series 7
- Asset Management
- Series 63
- Product Knowledge
- Negotiations & Contracts
- Financial Reporting
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