James Cuthbert
Senior Compliance Manager @ClearBank
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WORK HISTORY
Senior Compliance Manager @ClearBank
London, GB
Responsible for providing support, input & independent oversight of the management of the regulatory risks across the business• Regulatory oversight of embedded banking partners• Responsible for SM & CR• Regulatory reporting• Client onboarding & new products• Reporting & oversight• Advisory, financial promotions, policies & training
EDUCATION
The University of Law
Graduate Diploma in Law & Legal Practice Course
SKILLS
ABOUT JAMES CUTHBERT
Qualified Solicitor (England & Wales): Admitted August 2008 (Non-practising) • Compliance, Risk, Monitoring, Audit, Estate Management, Business Development, Contract Management, Sales, Marketing & Purchasing experience • Graduate Diploma in Law, Legal Practice Course, Professional Skills Course & BA (Hons) History with Geography • Administration, financial services regulation, voluntary, accountancy, call centre & conferencing experience • Excellent communication, interpersonal & organisational skills • Team player • Management experience • Resourceful • Analytical • Flexible • Committed • Diligent • Articulate & well presented • County Court & Family Proceedings Court • Compliance & Risk Management (e.g. CASS, TCF, DISP, COBS, DPA, etc); AML & CDD; Anti-bribery & Corruption; Sanction checking & SAR; Training; Internal Communications & Guides; Advising; Policy; Monitoring; Reporting; Procedure/Process Improvement & Audit Remediation Plans • Corporate work experience: Business Development, Contract Management (United Kingdom & Nordic Regions), Sales, Marketing & Purchasing ($18M Annual Budget) • Estate management (123,200 acres worth £150M; Prepared tender documentation for the sale of a residential property portfolio worth £34M)
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