James Burns
- Role
- Partner at Cleary Gottlieb Steen & Hamilton LLP
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
Experience
Partner
Cleary Gottlieb Steen & Hamilton LLP
Dec 2022 — Present
Jim is a lawyer in Cleary’s financial institutions practice focusing on counseling broker-dealers, self-regulatory organizations, clearing agencies, investment managers and other registered entities on regulatory, compliance and enforcement matters. He has significant experience in both the trading and markets and investment management areas. He provides clients with insights into current issues in SEC examination and enforcement contexts as well as strategic advice on the effects of SEC initiatives on the business operations and compliance programs of registrants overseen by the Division of Trading and Markets and the Division of Investment Management.
Skills
- Sec
- Government
- Law Enforcement
- Capital Markets
- Securities
- Securities Regulation
- Asset Management
- Legal Research
- Derivatives
- Due Diligence
- Broker-Dealer
- Enforcement
- Litigation
- Policy
- Securities Litigation
- Financial Services
- Internal Investigations
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