James Buckley
Regional Director @Prudential Advisors
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WORK HISTORY
Regional Director @Prudential Advisors
Wakefield, MA, US
As the Regional Director I am tasked with overseeing all the Advisors in the office from training to development to oversight and compliance. I also am involved in the recruitment and hiring of experienced advisors to grow the firm.
EDUCATION
Bentley University - McCallum Graduate School of Business
MBA, Finance, Operations Management
Bentley University
B.S., Managerial Economics
ABOUT JAMES BUCKLEY
92% of U.S. adults agree that nothing makes them happier or more confident in life than when their finances are in order.But nearly half (48%) report they don\'t have clarity on how much they can afford to spend now vs. how much they should be saving for later.Securities and investment advisory services offered through LPL Enterprise (LPLE), a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial. For hyperlinks to FINRA and SIPC, please refer to ‘Contact’ section.“Prudential Advisors” is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (“PICA”) and its insurance company and other affiliates (collectively “Prudential”). Prudential Advisors financial professionals are licensed insurance agents of Prudential. Pursuant to a strategic relationship among Prudential, LPLE, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPLE, an affiliate of LPL Financial. These financial professionals are permitted to brand under “Prudential Advisors.” LPLE and LPL Financial are not affiliated with Prudential.Third party posts found on this profile do not reflect the views of LPL Enterprise and have not been reviewed by LPL Enterprise as to accuracy or completeness. The financial professionals associated with LPL Enterprise may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
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