Jamal Smalls
Compliance • Risk • Audit
- Role
- Business Risk and Control Sr Analyst at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Jamal Smalls
Technically proficient financial service professional with strong analytical skills and 8 years of industry experience. Results oriented leader as demonstrated by a consistent track record, with the skill set to effectively utilize technology and persuasive communication skills to achieve results. Self-starter and team player skilled in relationship building, creating a collaborative environment to achieve results.
Experience
Business Risk and Control Sr Analyst
Jul 2019 — Present · Charlotte, NC, US
Performing risk-based analysis of business processes to identify controls in scope for self-assurance development and implementation. Review and approve self-assurance execution results for management reporting. Prevent material weakness in business process and self-assurance activities by reviewing update requests. Analyze and validate line of business controls based upon tenets of the Self Assurance Program.
Education
Winthrop University
Bachelor of Science (BS), Integrated Marketing Communication
2002 — 2006
Skills
- Cash Management
- Netx360
- Leadership
- Financial Operations
- Graphic Design
- Non-Acats
- Retirement Planning
- Finra
- Business Process Improvement
- Analysis
- Brokerage
- Training
- Customer Experience
- Highly Adaptive
- Acats
- Insurance
- Series 7
- Process Improvement
- Securities
- Customer Service
- Public Speaking
- Investments
- Mutual Funds
- Microsoft Office
- Finance
- Financial Services
- Thompson One
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