Jacqueline Jackson

About Jacqueline Jackson

Legal, Regulatory, Risk and Compliance professional with diverse record of accomplishment and proven record of Client Service, Compliance/Operations, Fraud Mitigation, Risk Management and Bank Secrecy Act (BSA)/Anti Money Laundering (AML) due diligence in the Financial Services and Alternative investments sectors. Lead, create and implement processes that increase efficiency of operations, mitigate risk, and ensure adherence to Compliance Regulations while supporting growth objectives and building strong relationships with colleagues and external vendors. Subject Matter Expert- AML/BSA, USA PARIOT Act, Mutual Fund and Alternative Investment Compliance, Financial Regulation, Process/Program Review & Improvements, Risk Mitigation, Operational and Vendor Due Diligence, Operational Risk Management.Skillset includes:• Fraud prevention and investigation, • Risk analysis, assessments, and mitigation, • Legislative and regulatory compliance and testing,• Effective leadership, communication, and creative problem-solving skills,• Strong customer/member/ vendor relationship building,• Creating effective tactics to achieve company strategic objectives and reduce loss,• Engaging with regulatory examiners,• Researching complex issues,• Reviewing advertising and promotional materials, • Providing legal counsel,• Advocate for Coaching, Mentoring, Team Building and Employee Development,• Licensed attorney, practicing in Ohio State courts and Federal Bankruptcy court,• Member of Cleveland Metro and American Bar Associations,• Effective in interpreting and analyzing complex regulatory requirements,• Ethics Monitoring & Oversight,• Strong self-confidence,• Vendor Relationship Management/ Contract Negotiations.NAFCU Compliance, Risk and BSA Network (committee member)NAFCU BSA Educational Training Group (committee member)Cleveland Metropolitan Bar Association-Ethics Committee

Experience

1. Vice President Legal & Assistant General Counsel

   Chartway Credit Union

   Oct 2023 — Present

Education

• Cleveland State University

  Bachelor, Finance

• Cleveland State University - Cleveland-Marshall College of Law

  J.D., Trusts & Estates, Securities Law

  2005

• Case Western Reserve University

  Cybersecurity certification, Computer and Information Systems Security/Information Assurance

• Cleveland State University

  MBA, Management/Finance

Skills

• Compliance & Risk Management
• Investment Management
• Portfolio Management
• Aml/Bsa & Ofac Regulation
• Securities Law
• Alternative Investments
• Self Directed Ira
• Ira Regulation
• Wealth Management
• Corporate Counsel
• Financial Risk
• Series 7
• Capital Markets
• Financial Analysis
• Equity Research
• Retirement
• Tax
• Series 63
• Wealth Management Services
• Retirement Planning
• Internal Audit
• Financial Modeling
• Estate Planning
• Derivatives
• Loans
• Relationship Management
• Investments
• Strategic Financial Planning
• Credit
• Uniform Combined State Law
• Private Equity
• Litigation
• Trust Services
• Financial Services
• Mutual Funds
• Asset Managment
• Bloomberg
• Small Business Lending
• 401k
• Fx Options