Jaclyn Bowdren

About Jaclyn Bowdren

Jaclyn serves as CRC’s Chief Operating Officer and is responsible for executing the company’s strategic business plans. In addition to her role as COO, Jaclyn is an accomplished compliance professional with two decades of regulatory and operational experience on both the broker dealer and investment advisory sides of the business. Since her arrival eight years ago, CRC has relied on Jaclyn’s deep expertise; playing a key role in the direction, growth, and operationalization of the firm, while also working directly with clients and managing project teams across various verticals. Prior to CRC, Jaclyn served as Chief Compliance Officer for Tripleshot, LLC, a broker-dealer operating an Alternative Trading System, and shepherded the firm through its FINRA new membership application process and the development and deployment of its compliance program. Accordingly, Jaclyn has extensive knowledge of the regulatory concerns in connection with electronic trading and possesses significant insight involving the intersection of technology and compliance. Prior to Tripleshot, Jaclyn served in various roles for Aritas Securities, LLC, culminating with her promotion to Chief Compliance Officer.Jaclyn earned her Bachelor of Arts in Psychology from the University of Massachusetts, Amherst. She holds Series 7, 24, 63 and 99 securities licenses.

Experience

1. Managing Principal and Chief Operating Officer

   Compliance Risk Concepts Crc

   Dec 2023 — Present · New York, NY, US

Skills

• Equity Trading
• Trading Systems
• Aml
• Equities
• Electronic Trading
• Securities
• Series 7
• Trading
• Finra