J. Kevin Gao
Chief Legal Officer, Mainstay Funds Managing Director and Associate General Counsel @New York Life Investment Management
New York, NY, US
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MOBILE NUMBERS
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WORK HISTORY
Jul 2010 — Present
Chief Legal Officer, Mainstay Funds Managing Director and Associate General Counsel @New York Life Investment Management
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Head of Legal for Retail Business, Chief Legal Officer and Secretary of MainStay Group of Funds. Oversee legal and regulatory affairs of NYLIM\'s retail business, including mutual funds, ETFs and SMAs. Supervise a team of attorneys and paralegals.
EDUCATION
1995 — 1998
University of Iowa College of Law
Doctor of Law (J.D.), Law
SKILLS
Corporate GovernanceFinancial StructuringAsset ManagementMutual FundsFixed IncomeFundingSecuritiesAlternative InvestmentsSecurities RegulationCapital MarketsMergersInvestment Advisers ActInvestment ManagementMergers & AcquisitionsHedge FundsInvestmentsFinraJoint VenturesBroker-Dealer
ABOUT J. KEVIN GAO
Senior asset management attorney with extensive experience in mutual funds, closed-end…
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