Izabela Antonova

Experience

1. Senior Compliance Analyst

   U.S. Securities And Exchange Commission

   Nov 2010 — Present

   Provide compliance program management and support for the SEC\'s Personal Trading Disclosure Compliance Program by establishing criteria, formulating testing programs, assessing program effectiveness and efficacy of controls, and investigating and analyzing a variety of problems. • Provide information, advice, and recommendations in connection with disclosure and securities trading activities by Commission staff.• Provide continuing review and enhancement of the SEC’s securities monitoring system and oversight of the creation of reports for use by the Internal Compliance Group and Executive Management.• Review ongoing cases and investigations utilizing variety of agency programs and systems prior to making the final decision of approving or disapproving staff trades. • Assist in all core aspects of the audit program, including the annual planning risk assessment process, execution of audits, projects and special investigations, open issue follow up, and the quality assurance program.• Responsible for developing, enhancing and administering compliance policies and procedures and conducting and documenting annual compliance reviews in accordance with the SEC Ethics Supplemental Rule, CFR Part 4401.• Advise on compliance certification, and reporting processes, including new hire and annual certifications, and follow up on any potential conflicts that are identified during these processes.• Develop internal control processes and reports, including liaising with the Office of Information Technology and with business groups to leverage internal data sources to develop metrics to facilitate the oversight of effectiveness of controls.• Maintain up-to-date Ethics Compliance Program information and provide interpretations for office and agency management relative to changes in federal regulations, pending legislation, and court decisions impacting the SEC’s Ethics Compliance Program.

Education

• Marymount University

  Master of Business Administration, International Finance

  2007 — 2008

• George Mason University – Costello College of Business

  Bachelor of Science in Business Management, Business Administration and Management, General

  2006