Ivona Sime

Senior Compliance Officer, Reporting to the CCO, Cibc Asset Management @CIBC

Independent oversight of compliance with laws and regulations applicable to the CIBC Asset Management Inc.(CAMI) and CIBC Private Investment Counsel (CPIC) lines of businesses and its registered representatives, for Canada and the US. Advise and report on the adherence to regulatory and business requirements, CIBC corporate policies, practices and acceptable standards of business, ethics and conduct. Perform ad-hoc sweeps on the implementation of new Canadian and US regulations. Timely and proactive advice to help CAMI and CPIC and their leaders fulfill their regulatory compliance responsibilities and achieve their business goals.Cooperating with Compliance Examination Team to ensure appropriate coverage of examination items for Canadian and US regulations.Preparing Compliance Reports for CAMI Board of Directors.Handling outside activities for registrants and non-registrants at CAMI and CPIC.