Ivan D. Urriago

Chief Aml Officer @Banorte Wealth Management

US

Responsible for establishing internal policies and procedures to prevent money laundering and the financing of terrorism, assist in all matters concerning financial crimes. Spearhead the development, implementation, administration and maintenance of all aspects of the Anti-Money Laundering (AML) and the personnel performing AML duties, reporting directly to the CEO. Main duties and responsabilities• Implement and review the company’s AML Program.• Draft and revise company policies as needed.• Educate and train employees on regulations and industry practices.• Keeps abreast of internal standards and business requirements.• Evaluates policies/procedures and ensure they are in line with all regulations.• Lead AML Team• Review and revise organization’s internal policies to prevent illegal conduct.• Implement and adjust to new regulations passed by government regulators.• Conducts suspicious activity report investigations on escalated alerts, high-risk customer/account reviews, and assists in the preparation and filing of the SARs within the required timeframes.• Performs periodic Enhanced Due Diligence analysis reviews on high risk.• Performs periodic OFAC verification scrub of the customer base.• Coordinate in compliance with FinCEN 314(a) 314(b)(PATRIOT Act) responsibilities.• Performs a review of new accounts for compliance with Customer Information Program/Know Your Customer (CIP/KYC), Customer Due Diligence (CDD), and Beneficial Ownership requirements.• Assist and support internal and external auditors.• Analyze Compliance and legal documentation in both English/Spanish.

University of Illinois at Chicago

Master of Laws (LL.M) - NY Bar

Westwood College-Chicago Loop

Master of Business Administration (MBA)

Universidad Cooperativa de Colombia

Attorney at Law