Ivan Chen
Financial Advisor - Edward Jones, Business Owner
- Role
- Financial Advisor at Edward Jones
- Location
- Ojai, CA, US
- LinkedIn followers
- 500 followers
About Ivan Chen
Finance Services professional with Fortune 500 experience at companies that include JPMorgan Chase, City National Bank, AIG, and MFUG Union Bank. Additional experience as startup CFO – establishing financial, HR, and operational systems and safeguards that ensured the organization’s success as well as orderly shutdown. Highly principled investment advisor. Fully licensed FINRA SIE, Series 7 and Series 66. Fluent in Mandarin Chinese.∎ Partnered with senior management and department heads to analyze, identify, remediate, and monitor risk-related policies and restore regulatory compliance and reporting.∎ Wrote more than 200 Private Banking Credit procedures and served on an analytics team that built controls for banking, compliance, and operational risk testing using Excel, Tableau, and Python. ∎ Reputation as meticulous researcher, influential relationship builder, and engaging team member with diverse background spanning banking, wealth management, and finance as well as entertainment and city board service.
Experience
Financial Advisor
Apr 2025 — Present · Ojai, CA, US
Building my practice in the beautiful Ojai Valley.
Education
UCLA
Certificate, Accounting
2013 — 2015
UC Irvine
Bachelor of Arts (B.A.), Criminology
2003 — 2007
UC Irvine
Bachelor of Arts (B.A.), Political Science and Government
2003 — 2007
UCLA
Certificate, Finance, Investment management
2013 — 2015
Lund University
Certificate, Swedish Language and Culture
2006 — 2006
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