Howard Shain

About Howard Shain

CPA, Big 4 partner and corporate internal audit executive with extensive international experience and adept at navigating the intricacies of large, global, complex financial institutions. Audit and operations experience at Citicorp, highlighted by key role in development of a leading-edge global internal audit department, contributing to greater corporate discipline over managing risks. Co-author of article describing the need for strengthened internal audit practices. Record of establishing successful advisory practices and driving multi-million dollar business growth by building personal client relationships, and conducting targeted sales meetings, conferences and roundtables to promote deep technical capabilities. Highly ethical, strong developer of talent, and builder of quality, highly productive teams. Specialties: Internal audit and business process transformation, enterprise risk management, Audit Committee and Board Support, and Sarbanes-Oxley compliance in the Banking, Insurance and Government sectors. CRMA - Certification in Risk Management Assurance

Experience

1. Managing Director Risk Consulting

   RSM US LLP

   Jan 2013 — Present · New York, NY, US

Education

• Boston University

  BS, Business Administration

  1971 — 1975

• NYU Stern School of Business

  MBA, Accounting

  1975 — 1977

Skills

• Corporate Finance
• External Audit
• Internal Controls
• Governance
• Sec Filings
• Insurance
• Fraud
• Financial Services
• Operational Risk
• Coso
• Risk Assessment
• Assurance
• Banking
• Enterprise Risk Management
• Sarbanes-Oxley Act
• Financial Analysis
• Financial Risk
• Corporate Governance
• Capital Markets
• IT Audit
• Business Process Improvement
• Auditing
• Financial Reporting
• Risk Management
• Sarbanes-Oxley
• Management
• Financial Audits
• Cpa
• Operational Risk Management
• Sas70
• Us Gaap
• Due Diligence
• Cisa
• Mergers & Acquisitions
• Internal Audit