Howard Sendrovitz
Head of Regulatory Relations, Corporate & Investment Banking at Wells Fargo
- Role
- Head of Regulatory Relations, Corporate & Investment Banking, Senior Vice President at Wells Fargo
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Howard Sendrovitz
Senior Compliance Officer with expertise in providing strategic leadership in managing regulators, Compliance practices and governance processes. Experienced at delivering solutions to complex issues through large, geographically dispersed teams. Deep and varied knowledge of broker-dealer, BSA/AML, transaction services, global trade finance and registered investment advisor businesses. Adept at quickly mastering new products and control environments. Recognized for excellence in communication.
Experience
Head of Regulatory Relations, Corporate & Investment Banking, Senior Vice President
Jan 2021 — Present · New York, NY, US
Responsible for advising and supporting the CEO and senior management team of Corporate & Investment Banking in all aspects of the Regulatory agenda.* Lead a team of regulatory relations professionals in the full range of regulatory engagements: examinations, standing meetings, ad hoc requests, inquiries and media notifications, while working with internal stakeholders to strengthen and enhance the lines of communication with the OCC, FRB, FDIC, SEC and FINRA among others * Advise on the…
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