Holly C Lam

About Holly C Lam

Financial Services/Risk/Information Technology Professional with demonstrated leadership in risk management, business management and IT management roles. Experienced in strategic planning and development, and reviewing operating models for expense transparency, profit improvement, efficiency and risk. Proven track record of managing strategic initiatives and large-scale programs from strategy to implementation. Results oriented with expertise in building business solutions and leveraging technology in a capital markets and asset management environment.Specialties: Non-financial risk management, operational risk, resolution & recovery planning, strategic business planning and analysis, project management, budget management, management information systems, trade cost transparency & efficiency for equities, FX, derivatives & rates, sales & assets data warehouse, product & client reference data, business continuity planning, disaster recovery, technology integration, asset management reporting technology, swaps valuation and operations, distributed/mainframe applications development and design, datacenter operations

Experience

1. Executive Director, Global Risk & Analysis, Head of Non-financial Risk Governance

   Morgan Stanley

   Jan 2023 — Present · New York, NY, US

   Non-financial risk program framework development and governance for Investment Management business. Risk segment coverage includes new product, fraud, id theft, fin crimes, business disruption & , resilience, consumer, etc. First line NFR program coverage for organizational framework, committee and policy governance, assessment, measurement, lessons learned, RRP, risk id, etc.

Education

• NYU Stern School of Business

  MBA, Finance, Information Systems, International Business

  1993 — 1996

Skills

• Investment Management
• Trading
• Fixed Income
• Alternative Investments
• Budgets
• Mis
• Private Equity
• Finance
• Project Management
• Fund of Funds
• Portfolio Management
• Business Continuity Planning
• Integration
• IT Management
• Database Design
• Business Analysis
• Equities
• Leadership
• Valuation
• Financial Risk
• Asset Management
• Securities
• Management
• Mutual Funds
• Risk Management
• Derivatives
• Program Management
• Hedge Funds
• Disaster Recovery
• Capital Markets
• Financial Services
• Analysis
• Asset Managment
• Technology Integration
• Strategy
• Bloomberg