Hirsch Malhotra

About Hirsch Malhotra

Hirsch Malhotra is an experienced Operational & Enterprise Risk Manager with 8+ years in financial services. He has worked across both the First and Second Lines of Defense, specializing in risk governance, RCSA programs, control testing, issue and event management, and GRC platforms. Currently serving as Americas Operational Risk Manager – Functional Control Officer at TP ICAP, Hirsch partners with business leaders to strengthen controls, embed risk culture, and deliver clear, data-driven insights to senior management. He is recognized for his detail orientation, stakeholder management skills, and ability to balance regulatory expectations with commercial priorities.

Experience

1. Americas Operational Risk Manager - Functional Control Officer

   TP ICAP

   Jan 2025 — Present

   Risk Manager and Functional Control Officer leading First Line of Defense efforts for Operations across North and South America. Providing risk oversight across core functions including Settlements, Trade Management, Accounts Receivable, Brokerage & Billing, Client Lifecycle, and Regulatory Reporting.Key responsibilities- Driving continuous process and control enhancements by leading measured activities such as control testing and control attestation exercises- Leading issue management and remediation initiatives- Managing risk event identification, investigation, immediate response, escalation, and long term resolution - Developing KRIs/KPIs to track and anticipate emerging risks- Championing a strong, risk-aware culture across the organization

Education

• Monmouth University

  Bachelor of Science