Lou Contaldi
UBS Compliance & Operational Risk // Broker Dealer Regulatory Governance
- Role
- Director, Broker Dealer Regulatory Governance Branch Inspections Team Lead at UBS
- Location
- Nashville, TN, US
- LinkedIn followers
- 500 followers
Experience
Director, Broker Dealer Regulatory Governance Branch Inspections Team Lead
Feb 2024 — Present · Nashville, TN, US
Education
Loyola University Maryland
Bachelor of Arts (B.A.), Political Science and Philosophy
2009 — 2013
Maurice A. Deane School of Law at Hofstra University
Doctor of Law (J.D.) Candidate, 3.40
2013 — 2016
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