Lou Contaldi

UBS Compliance & Operational Risk // Broker Dealer Regulatory Governance

Role
Director, Broker Dealer Regulatory Governance Branch Inspections Team Lead at UBS
Location
Nashville, TN, US
LinkedIn followers
500 followers

Experience

  1. Director, Broker Dealer Regulatory Governance Branch Inspections Team Lead

    UBS

    Feb 2024 — Present · Nashville, TN, US

Education

  • Loyola University Maryland

    Bachelor of Arts (B.A.), Political Science and Philosophy

    2009 — 2013

  • Maurice A. Deane School of Law at Hofstra University

    Doctor of Law (J.D.) Candidate, 3.40

    2013 — 2016

Find verified contacts for anyone on LinkedIn

Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.

Free plan included · No credit card required

This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.

Lou Contaldi — Director, Broker Dealer Regulatory Governance Branch Inspections Team Lead at UBS in Nashville, TN, US | Unifers