Himansu Mallick
Analyst-trade Surveillance @JPMorganChase
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WORK HISTORY
Analyst-trade Surveillance @JPMorganChase
Hyderabad, IN
Reviewing Trade surveillance alerts and conducting analysis of trading and market activity for asset class and programs such as Equities, Fixed income, Futures & Options.• Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately• Working with business and compliance stakeholders to identify potential market misconduct and technical rule violations and disposition, accordingly, include through interaction with regional Surveillance teams• Conducting alert-based reviews for potential violations of laws, rules, and regulations.• Additional duties as assigned & Identifying areas for process improvement and contribute towards the same• Identify key issues, risks, trends, observations and have them highlighted to management/key stakeholders• Work along with peers, handle multiple reports, engage in result-oriented tasks in a fast-paced environment. Identifying areas for process improvement and contribute towards the same
EDUCATION
Maharishi college of natural law, Bhubaneswar
Bachelor’s Degree
International School of Management Excellence
Post Graduate Diploma in Management (PGDM)
ABOUT HIMANSU MALLICK
Finance professional with more than 7 years of experience in Capital Market, Trade…
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