Heather Berger

Heather Berger

Regulatory remediation | Compliance risk management | Surveillance development and enhancement | Process engineering and implementation

Role
Executive Director, Corporate Risk Regulatory Execution at Wells Fargo
Location
New York, NY, US
LinkedIn followers
500 followers

About Heather Berger

Diligent, solutions-focused compliance professional with a proven track record of successfully developing, implementing, and operating processes that improve the effectiveness and efficiency of the Compliance function. Delivers results by collaborating with cross-functional partners to design and build pragmatic, fit-for-purpose processes. Creative problem-solver with the ability to connect the details of a process to the big-picture impacts of a program. Highly adaptable having held operational and transformational roles in private wealth, asset management, financial crimes, and central compliance functions at two financial institutions.

Experience

  1. Executive Director, Corporate Risk Regulatory Execution

    Wells Fargo

    Oct 2022 — Present · New York, NY, US

    Oversee the execution of remediation activities to ensure matters are resolved completely and on time.

Education

  • American University

    Bachelor's degree, Public Communication

    1996 — 2000

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