Hayden Chan
Aml Financial Crime Risk Investigator - High Risk Customer Investigations @TD
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WORK HISTORY
Aml Financial Crime Risk Investigator - High Risk Customer Investigations @TD
Lewiston, ME, US
AML Financial Crime Risk Investigator on the High Risk Customer Investigations Team(transitioned to further investigations team around March/April 2025)* Investigating high risk customers including various businesses or individuals such as law firms, lawyers, ATM owner/operators, restaurants, real estate/title companies, etc.* Doing high risk review memos* Sending request for information (RFI) or 314b to understand customer transactions, account information or KYC info* Filing Suspicious Activity Reports (SARs) if needed* Filing post investigation reports including Request to Close (RTC) or Request to Open (RTO)* Recommending for closing the customers account down (demarketing) if needed* Conducting reviews/investigations on various customers including High Risk Enhanced Due Diligence (EDD), KYC, Unusual Transaction Reports (UTRs) and Negative Media* Investigating customers that have been escalated, referred or forwarded for further investigations
EDUCATION
University of Maine
Bachelor's degree
ABOUT HAYDEN CHAN
AML Financial Crime Risk Investigator
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