Harsh Lakhani
Investment Banking/Loan Operations, Ardent Cyclist
- Role
- Authorized Officer at UBS
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Harsh Lakhani
An ambitious and self-motivated individual with more than 13 years of banking experience,…
Experience
Authorized Officer
Aug 2021 — Present · Mumbai, IN
Bank Branch & NBFC Loan operationsManaged Loan lifecycle which included loan account opening, loan documentations, limit setup, collateral management, disbursements, repayments and prepayments, closures and charge settlementsPrepared regulatory reports and ensured reports were submitted within regulatory timelinesEnsured loan documents were prepared as per compliance with bank lending policies and proceduresWorked closely with auditors and provided them with necessary information for statutory and concurrent auditsConducted daily cash/stock reconciliations and highlighted the open items to the concerned teams to clear the breaks before stipulated timelineHighlighted potential risks in the systems and identified process gaps, strengthened the day to day activities by building system controlsProjects:Involved in UAT, liaised with stakeholders and IT for system developments.Euroclear & Domestic Trade SettlementPerformed and handled pre- and post-settlement activities and queries to avoid late settlement chargesEnsured hassle free settlement of all trades which were exposed to USD 500+ CSDR penaltyLiaised with clients and Middle office/traders proactively to resolve issues related to tradesInvestigated interest claims received from claims team and broker due to delay in settlementPrepared KRI file with all required analysis for management to reviewWorked closely with CSDR team and provided them with necessary details to settle late settlement penaltyWorked with static reference team for setup related issues and ensured all setups were in placeEnsured daily checks for risk-based activities, priority clients, corporate action events on particular security to mitigate late settlement feesManaged work allocation within team and ensured all tasks were completed within timeframe set out in SLAProjects:Participated in UAT testing for payment system in order to put additional controls for inputter/verifier
Education
Mumbai University Mumbai
Bachelor of commerce
2006 — 2009
Skills
- Debt Settlement
- Cash Management
- Financial Reporting
- Account Reconciliation
- Global Custody
- Financial Markets
- Client Services
- Investment Banking
- Middle Office
- Financial Services
- Cash Flow Management
- Investments
- Swift Messaging
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.