Harsha Srinivas

Global KYC Quality Assurance Team @ Morgan Stanley

Role
Vice President at Morgan Stanley
Location
Bengaluru, KA, IN
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Harsha Srinivas

Currently, Vice President of the KYC QA Team at JPMorgan Chase & Co. for 8 months, leading a team of 31 individuals, including 4 team leaders across 5 sub-processes, and across 2 locations i.e. India & China. Former Manager & 2nd Vice President at Northern Trust, having 13 Years & 8 Months of experience, including 9 Years & 8 Months as a people manager. I currently manage 23 direct reports, including 2 Team Leaders across 2 levels & 2 locations (Bangalore & Pune) of the Sanctions Compliance Team; oversee 10 processes; provide 24x5 & Sunday coverage. I have managed up to 75 partners & 4 different teams. Core Competencies include People, Team & Processes Management & Improvement; Excellent Interpersonal, Communication & Training Skills; Risk Management; Management Reporting; Liaising with Onshore Managers; Coaching & Mentoring; Training & Educating teams across the organisation and Maintaining Operational Excellence on a day-to-day basis. Processes Handled include AML (KYC, KYC-QA, CDD, PEP Identification, Adverse Media Screening, Transaction Monitoring) & Sanctions Screening (SWIFT Messages, Manual Screening & Rule Writing).

Experience

  1. Vice President

    Morgan Stanley

    Nov 2024 — Present · Bengaluru, IN

Education

  • Bangalore University

    Bachelor of Commerce - BCom

    2004 — 2007

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Harsha Srinivas — Vice President at Morgan Stanley in Bengaluru, KA, IN | Unifers