Hanoz Munshi
Head of Internal Audit @Sprinklr
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WORK HISTORY
Head of Internal Audit @Sprinklr
NY, US
In this position, I lead the global internal control function, overseeing the end-to-end SOX 404(a) compliance program. I successfully guided Sprinklr through its first years as a public company, maintaining full SOX compliance without any material weaknesses or significant deficiencies for two consecutive years.My role spans SOX program management, control framework design, risk assessment, and cross-functional coordination with senior leadership, including Audit Committee reporting. I have also built and led a high-performing internal audit team of four, and managed external advisors to scale compliance efficiently.Key Achievements & Responsibilities:Led the design, implementation, and ongoing enhancement of the SOX program in a fast-growing, post-IPO environment; developed scalable processes aligned with COSO and PCAOB standards.Delivered IPO-readiness by performing a full SOX risk assessment across business and IT functions, designing key controls, and remediating control gaps pre-audit.Presented quarterly updates to the Audit Committee, providing insight into control environment health, testing results, and risk mitigation strategies.Drove automation and standardization initiatives across audit and compliance activities, reducing manual effort and increasing control reliability.Acted as primary liaison with external auditors, ensuring alignment on testing scope, walkthroughs, and remediation timelines.Led internal training programs for process/control owners across Finance, Sales Ops, IT, and Analytics to drive understanding and ownership of SOX responsibilities.Supported multiple system implementations (e.g, ERP, commissions platform), embedding controls pre-Go Live and mitigating post-launch risks.Contributed to internal policy development, aligning procedures with SEC and PCAOB expectations.
EDUCATION
Maharaja Sayajirao University of Baroda, Vadodara
Marketing, Bachelor of Business Administration
St. John's University
Master of Business Administration, Finance
St. John's University
Master of Science - MS, Accountin
ABOUT HANOZ MUNSHI
I am an audit and risk executive with 16+ years of experience helping public, private, and pre-IPO companies strengthen governance, risk management, and internal control environments. My background includes Big Four public accounting experience as well as internal audit leadership roles within complex, high-growth organizations.I have led internal audit and SOX programs end-to-end, built and scaled audit and compliance functions, and partnered closely with senior leadership to deliver risk insights that support strategic and operational objectives. My experience spans both external audit—leading multiple busy seasons—and internal audit, with a strong focus on practical, business-aligned solutions.I have worked across industries including Software as a Service (SAAS), utilities, media, technology, and other regulated and fast-evolving environments, bringing a pragmatic and collaborative approach to audit, risk, and compliance.
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