Hakim Aasir Ashrat

Senior Analyst @Delta Capita

Bengaluru, IN

Key Responsibilities:Review of screening results to ascertain completeness of existing KYC recordsScreening for sanctions, PEPs, and negative mediaUplift of existing KYC records to capture finding from ongoing screeningGathering and analysing KYC documentation in accordance with the Clients AML policy requirements to identify AML risks associated with the client, and assess overall riskSourcing of data from approved public sources using the methods outlined in policies and proceduresConstruction of KYC files with the required information and documentation in accordance with policyNotification to the relevant teams where client outreach is required for information/documentation which cannot be collected publicly.Escalation to the appropriate teams where information cannot be sourced or provided or where prior exceptions have been granted on existing files.Client Outreach where required. Communicating with clients and their clients to obtain information and documentation required to complete KYC/CDD reviews. Able to communicate reasons why certain documents are required.

Kashmir University

Bachelor of Commerce (B.Com.), Accounting and Finance

University of Mysore

mba finance, Accounting and Finance