Guy Lander
Partner @Carter Ledyard & Milburn Llp
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WORK HISTORY
Partner @Carter Ledyard & Milburn Llp
As a corporate and securities lawyer, I practice corporate finance, mergers and acquisitions and financial services regulation representing companies and financial institutions in the U.S, Canada and other countries. Every year, I handle scores of transactions, including U.S. and international public and private offerings of debt and equity, SPACs, IPOs, Rule 144A placements, Regulation S cross-border offerings, MJDS offerings, exchange listings, corporate governance matters, tender and exchange offers, mergers, acquisitions, private equity acquisitions, and de-SPAC transactions.I handle regulatory matters for U.S. and international securities brokerage firms, investment advisers, and funds, navigating formation, registration, compliance, business activities, and transactions.I authored: U.S. Securities Law for International Financial Transactions and Capital Markets, 3 Vols, West Group; What is Sarbanes-Oxley, McGraw Hill; U.S. Securities Regulation: All You Need to Know About Going Public, Listing, Reporting and Private Placements, Institutional Investor-Euromoney Books; Resales of Restricted Securities Under SEC Rules 144 and 144A, BNA Corporate Practice Series.I am the former Chairman of the NYS Bar Association’s Securities Regulation Committee and Business Law Section, and former Chairman of the Subcommittee on Disclosure and Continuous Reporting of the ABA Committee on Federal Regulation of Securities.I played a role in influencing U.S. securities laws. I represented InfrarRed Associates, it obtained a no-action letter that led to the creation of Regulation S (for cross-border offerings). I was a member of the ABA task forces that worked on developing Regulation S, Rule 144A (for underwritten private placements) and drafted Rule 15a-6 (regulating non-U.S. broker dealers). I obtained an amendment to Rule 13d-1 (enabling non-U.S. financial institutions to file Schedule 13G) and an SEC interpretation clarifying the resale rules of Regulation S.
EDUCATION
New York University
BA, Political Science - International Affairs
St. John's University School of Law
JD, Law
SKILLS
ABOUT GUY LANDER
I have been practicing law for over 45 years.My areas of practice include: Corporate, Securities, Mergers and Acquisitions, Cross-Border, Canada, Financial Services, International, and Business Law.Disclaimer: This LinkedIn profile may be considered attorney advertising under the rules of some states. The hiring of an attorney is an important decision that should not be based solely upon advertisements. Furthermore, prior results do not guarantee a similar outcome.
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