Kartik Gupta
Operations Analyst (Via Ajilon) @Bank of America
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WORK HISTORY
Operations Analyst (Via Ajilon) @Bank of America
Chester, GB
Regulatory Compliance (EMIR, MiFID II, CFTC)MiFID Commodities Position ReportingGross Customer Margin (GCM) reportingMargin calculations and open interest adjustments (ICE Europe)UAT for system upgrades (European Trading Venues)Journal accuracy and FX conversionsQA issue preventionStakeholder reporting MIFID & EMIR backlog exceptions remediation
EDUCATION
University of Leeds
Msc, Finance and Investments
American Academy of Financial Management
Chartered Wealth Management Level 1, Investment and Wealth Managememt
NIIT Institute of Finance, Banking & Insurance Training Ltd.
POST GRADUATE DIPLOMA IN BANKING OPERATIONS , Finance and Financial Management Services
K P B Hinduja College of Commerce 315 New Charni Road Mumbai 400 004
Bachelor's degree, INVESTMENT BANKING
ABOUT KARTIK GUPTA
Banking operations and regulatory governance specialist with a portfolio spanning capital…
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