Guillermo Horta

About Guillermo Horta

With over 24 years of experience in the global banking industry, I am a seasoned C-suite leader and an expert in Compliance, Anti-money laundering (AML), Anti-bribery, Sanctions and overall Financial Crimes risk management. I have successfully led and managed enterprise Financial Crimes programs at TD Bank, Scotiabank, UBS, Bank of America Merrill Lynch and Citi, ensuring adherence to regulatory requirements, industry standards, and global best practices.As Head of Financial Crimes Risk Management and Chief AML Officer of multinational and global financial institutions, I have been responsible for overseeing the Financial Crimes Compliance strategy, governance, investigations, reporting, regulatory and overall operational aspects for different lines of business, covering over 35 countries and multiple regions across the globe. I have served as an independent board member for multiple banking entities and business associations, and acted as a regular keynote speaker at banking industry forums, sharing my insights and knowledge on Compliance and AML topics. I am passionate about leading worldwide industry and public/private collaborations, and I have chaired multiple Compliance AML committees and industry working groups.

Experience

1. Head of Financial Crime Risk Management Business Oversight - Td Bank Group

   TD

   Apr 2025 — Present · US

Education

• Universidad Iberoamericana, Ciudad de México

  Licenciado en Derecho, Derecho

  1995 — 1999

• Instituto Nacional de Estudios Superiores en Derecho Penal

  Diplomado, Operaciones con Recursos de Procedencia ilícita

  2003 — 2003

• Universidad Iberoamericana, Ciudad de México

  Postgrado, Derecho de las Telecomunicaciones

  2000 — 2001

Skills

• Credit
• Capital Markets
• Fraud
• Corporate Governance
• Securities
• Corporate Finance
• Banking
• Risk Management
• Aml
• Due Diligence
• Kyc
• Investment Banking
• Operational Risk
• Credit Risk
• Financial Risk