Gregory Gendron
SVP of Supervision at Pacific Financial Partners
- Role
- SVP of Supervision at Pacific Financial Partners
- Location
- Bryan, OH, US
- LinkedIn followers
- 500 followers
About Gregory Gendron
Financial Services Professional with extensive experience in supervision and compliance…
Experience
SVP of Supervision
Jun 2019 — Present
First Line Supervisor for Pacific Financial Partners. Greg\'s expertise and talent assist the PFP team at continuing growth in compliance, supervision, and marketing services offered to our financial advisors by primarily acting as the liaison between associated advisors and the broker/dealer-RIA.His wealth of knowledge in the financial service industry in sales, back office operations, compliance, and supervision are critical in helping our advisors position themselves for growth through increased books and record efficiencies, and further, the PFP team in attracting new advisors to their well supported practice, as part of their growth strategy.
Skills
- Securities
- General Contracting
- Mutual Funds
- Policy Development
- Procedure Manuals
- Series 3
- Investments
- Strategic Consulting
- Field Supervision
- Series 4
- Series 63
- Wealth Management
- Compliance Management
- Series 8
- Series 24
- Regulatory Compliance
- Investment Advisory
- Leadership
- Series 53
- Series 65
- Finra
- Series 7
- Variable Annuities
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