Gregory J. Smith

Managing Director @Rainmaker Securities, Llc

Scottsdale, AZ, US
EMAILS
g•••••@rainmakersecurities.com
MOBILE NUMBERS
+12•••••••19

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WORK HISTORY

Dec 2019 — Present

Managing Director @Rainmaker Securities, Llc

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Miami, FL, US

RainMaker Securities is a full service mid-market merchant banking platform and FINRA/SIPC member firm. The company is focused on assisting emerging growth private companies with raising capital, mergers and acquisitions, and liquidity programs for employees and shareholders. We offer a well vetted portfolio of high quality issuers to our investor clients. RainMaker Securities does business in 24 states and represents issuers and investor clients from across the globe.

EDUCATION

1968 — 1972

Augsburg University

Bachelor of Arts, Finance, Economics, Accounting

1978 — 1979

University of Minnesota

Taxation

SKILLS

ValuationCorporate FinanceManagementBankingFinanceEntrepreneurshipStart-UpsUnion RelationsProject ManagementProcess ImprovementPortfolio ManagementManagement ConsultingPrivate PlacementsNegotiationCreditStrategyExecutive ManagementPrivate EquityMergers & AcquisitionsSmall BusinessFinancial ReportingStrategic Financial PlanningAuditingFinancial AccountingBusiness PlanningBusiness StrategyBusiness Tax Planning

ABOUT GREGORY J. SMITH

Management - Implemented successful strategic planning processes with management engagement - Developed monitoring systems to keep overhead costs below peer group averages - Recruited & managed executives across numerous industries - Made & executed tough decisions in economic downturns to dramatically reduce staffing while incurring capital expenditures to improve efficiency & create sustainable profit - Successfully negotiated with union & non-union representatives to keep unions out in a largely unionized industry while improving benefits & net take home pay for employees - Led merger and acquisition activity across industries including valuation, financing & ultimately operational transition post-acquisition - Prepared companies for sale & led successful exit strategies & negotiations with buyers Debt and Capital - Sourced debt & capital for businesses (public & private) through Wall Street & private investors - Recapitalized a public company while consolidating subsidiaries, expanding product set, improving financial performance, leading to a sale at 5 times share price - Negotiated numerous bank credit facilities & leases for aircraft, buildings & other capital needs Treasury & Tax - Initiated changes to previously filed tax returns amending unused passive losses to active losses thereby creating millions in refunds - Incorporated creative tax planning to numerous acquisitions to improve their efficiency and net return to shareholders - Managed external tax reviews covering multiple years Specialties: Owner/Shareholder Relationships - Comprehensive strategic plans aligned with owner’s vision/expectation - Confidential relationships with owners & family members to address sensitive estate & tax planning objectives & succession plans Boards of Directors Relationships - Managed sensitive relations with boards of directors and constituencies of public & private companies and managed communications between regulatory authorities, boards of directors and owners

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