Gregory Allen

Experience

1. Forensic & Integrity Services

   EY

   Oct 2013 — Present · Charlotte, NC, US

   Assist financial institutions to manage their BSA/AML compliance risk, protect their corporate reputation, and drive their competitive advantage through integrated and effective strategies, structures, processes and controls. Specific experience includes anti-money laundering lookbacks, expert witness support, and mortgage loan reviews-Flood Insurance Remediation Project Management – Supported large financial institution in establishing program governance to support its Flood Remediation program. Established engagement and reporting routines, developed a framework to manage program risks, issues and change requests and supported development of a project plan to ensure adherence to FDPA and Biggert-Waters Act-SCRA Benefit Lookback – Assisted global financial institution in determining if applicable borrowers with preexisting loan debt were properly given SCRA interest rate benefit while they were on active duty. Performed re-calculations using applicable SCRA benefit rates and assisted the financial institution in determining if the Borrower received full benefits while the Borrower was eligible for SCRA rate relief-Anti-Money Laundering Lookback – Engaged by a global banking institution to perform an AML compliance look-back investigation, reviewed SARS ensuring bank was in compliance with the requirements of the Bank Secrecy Act, USA PATRIOT Act and the Office of Foreign Assets Control-Mortgage Loan Review – Assisted counsel to a global financial institution in response to a consent order issues by the Office of the Comptroller of the Currency in relation to mortgage loan servicing practices resulting in foreclosure-Decreased Account Holder Review – Engaged by one of the largest banks in the United States to assist with the Bank’s Decreased Notification Project, conducted detailed review of open accounts to assist the Bank and Counsel with near term account hold or other account action decisions.