Gregg Duswalt
- Role
- Executive Director, Wealth Management Compliance at Morgan Stanley
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Gregg Duswalt
Dynamic, high-energy executive practiced in all elements of financial institution…
Experience
Executive Director, Wealth Management Compliance
Jan 2017 — Present
Education
City University of New York
Bachelor of Arts - BA, History
Skills
- Options
- Agile Project Management
- Ofac
- Retirement Planning
- Mutual Funds
- Fintech
- Risk Management
- Securities
- Vendor Management
- Agile Governance
- Fixed Income
- Aml
- Securities Regulation
- Finra
- Project Management
- Series 24
- Fintech Compliance
- Series 7
- Project Planning
- Equities
- Investments
- Banking
- Capital Markets
- Operational Risk
- Policy Analysis
- Financial Services
- Management
- Trading
- Series 65
- Agile Methodologies
- Portfolio Management
- Financial Risk
- Wealth Management
- Series 63
- Kyc
- Investment Advisory
- Anti Money Laundering
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